David Adefeso
David Adefeso is a registered investment advisor at Sootchy Securities, LLC, based in Fort Worth, TX, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Sootchy Securities does not charge a direct fee for its college savings advisory services. However, clients pay underlying management fees and expenses associated with the mutual funds, exchange-traded funds, and 529 plans in which they invest, as well as transaction charges from the account custodian or plan administrator.
Location
777 Taylor St., Suite 1135, Fort Worth, TX, 76102
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2015Other Business ActivitiesSells Insurance
David is the president of Pacific Advisory Group, LLC (consulting), owner of Pacific Risk Management Group, PLLC (insurance), and owner of Sootchy, Inc. (technology). He also acts on a reality TV show.
Employment History
Current Registrations
Sootchy Securities, LLC
The Pacific Group
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Wasserstein Perella & CO., INC.Broker
Salomon Brothers INC.Broker
Smith Barney INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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