James Chapkis
James Chapkis is a registered investment advisor at LPL Financial LLC, based in Coeur D' Alene, ID, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Coeur D' Alene, ID
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 1997Criminal
November 1979Criminal
January 1978Other Business Activities
James is an officer (President) of the City of Coeur d'Alene parking commission, dedicating a few hours per week to studying parking needs. He also owns Starmus LLC, established for tax purposes, dedicating about half of his time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
A. G. Edwards & Sons, INC.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.