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Kurt Gustafson

24 Years of Experience
Wayne, PA
Broker

Kurt Gustafson is a registered investment advisor at Hartford Funds, based in Wayne, PA, with 24 years of industry experience. Kurt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
August 2025 - Present · 9 mos
Hartford Funds Distributors, LLC
June 2025 - Present · 11 mos
Hartford Funds Distributors, LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Harbor Capital Advisors, INC.
January 2023 - March 2025 · 2 yrs 2 mos
Harbor Funds Distributors, INC.Broker
January 2023 - March 2025 · 2 yrs 2 mos
Grayscale Securities, LLCBroker
June 2022 - October 2022 · 4 mos
Genesis Global Trading, INCBroker
June 2022 - October 2022 · 4 mos
Calamos Advisors LLC
August 2015 - May 2022 · 6 yrs 9 mos
Calamos Financial Services LLCBroker
June 2014 - May 2022 · 7 yrs 11 mos
Van Eck Securities CorporationBroker
September 2008 - May 2014 · 5 yrs 8 mos
Western International Securities, INC.Broker
March 2008 - August 2008 · 5 mos
Teachers Personal Investors Services, INC.Broker
June 2005 - February 2006 · 8 mos
State Street Global Markets, LLCBroker
January 2000 - July 2003 · 3 yrs 6 mos
John Hancock Funds, INC.Broker
April 1998 - December 1999 · 1 yr 8 mos
John Hancock Distributors, INC.Broker
September 1996 - May 1998 · 1 yr 8 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1996 - May 1997 · 8 mos
State Registrations52 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kurt Gustafson - Financial Advisor | TrueAdvisor