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CFP

Wendy Mitchell

Ameriprise Financial Services, LLC
30 Years of Experience
St. Joseph, MI
Broker
View SEC Summary
View SEC Summary

Wendy Mitchell is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in St. Joseph, MI, with 30 years of industry experience. Wendy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

505 Pleasant St, Ste 200, St. Joseph, MI, 49085

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Wendy owns a single-family real estate property since July 2024. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2018 - Present · 8 yrs
Ameriprise Financial Services, LLC
October 2018 - Present · 8 yrs
Ameriprise Financial Services, LLCBroker
October 2018 - Present · 8 yrs
Previous Registrations
Sagepoint Financial, INC.
August 2012 - October 2018 · 6 yrs 2 mos
Sagepoint Financial, INC.Broker
August 2012 - October 2018 · 6 yrs 2 mos
Next Financial Group, INC.
April 2010 - August 2012 · 2 yrs 4 mos
Next Financial Group, INC.Broker
October 2004 - August 2012 · 7 yrs 10 mos
AXA Advisors, LLCBroker
October 1998 - October 2004 · 6 yrs
The Equitable Life Assurance Society of the United StatesBroker
October 1998 - January 2000 · 1 yr 3 mos
H.D. Vest Investment Securities, INC.Broker
January 1998 - September 1998 · 8 mos
Tri-Merica Securities CorporationBroker
July 1996 - January 1998 · 1 yr 6 mos
State Registrations12 states
AZCAFLILINMIMNOHORTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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