Philp Thomas is a registered investment advisor, based in Rocky Mount, NC, with 25 years of industry experience.
Location
2923 Zebulon Rd, Rocky Mount, NC, 27804
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
State Farm Investment Management CORP.
December 2025 - Present · 5 mos
State Farm Vp Management CORP.
December 2025 - Present · 5 mos
State Farm Vp Management CORP.Broker
December 2025 - Present · 5 mos
Previous Registrations
State Farm Vp Management CORP.Broker
October 2002 - December 2023 · 21 yrs 2 mos
Centura Securities, INC.Broker
July 2000 - June 2001 · 11 mos
First Union Brokerage Services, INC.Broker
May 1998 - March 2000 · 1 yr 10 mos
Dean Witter Reynolds INC.Broker
July 1996 - March 1998 · 1 yr 8 mos
State Registrations3 states
NCSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.