John Wimbiscus is a CFP-designated registered investment advisor at Bates Financial Advisors, INC., based in Chicago, IL, with 24 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 399 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bates Financial Advisors manages investment portfolios for a fee based on a percentage of the value of your portfolio, generally ranging from 0.25% to 1.00% per year. There is a $100,000 minimum to use this service, but this may be negotiable. There is also a $175 minimum quarterly fee.
Location
444 W Lake St, Suite 1700, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Bates Financial Advisors, INC.
Previous Registrations
The Mather Group, LLC
Trinity Financial Advisors LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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