MR
MR

Mary Richard

29 Years of Experience
Fairfield, CT
Broker

Mary Richard is a registered investment advisor at Wells Fargo Advisors, based in Fairfield, CT, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1300 Post Rd, Ste 203, Fairfield, CT, 06824

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Mary is a singer with Hamill Productions, dedicating minimal time to this non-investment related activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Wells Fargo Advisors
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Morgan Stanley
September 2022 - December 2022 · 3 mos
Morgan StanleyBroker
September 2022 - December 2022 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2021 - August 2022 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2021 - August 2022 · 1 yr 6 mos
RBC Capital Markets, LLCBroker
August 2018 - January 2021 · 2 yrs 5 mos
RBC Capital Markets, LLC
August 2018 - January 2021 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2011 - August 2018 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2011 - August 2018 · 7 yrs 4 mos
Wells Fargo Advisors Financial Network, LLC
November 2007 - April 2011 · 3 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2007 - April 2011 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2003 - November 2007 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1996 - November 2007 · 11 yrs 3 mos
State Registrations32 states
AZCACOCTDCDEFLILINKSMAMDMEMNMOMTNCNHNJNMNVNYORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.