Joseph Roop
Joseph Roop is a registered investment advisor at Coppell Advisory Solutions LLC, based in Belmont, NC, with 29 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 9,336 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M+ | 1.50% |
Fees are negotiable for portfolios over $2,500,000.
Fee Estimator
Location
123 N Main St, Belmont, NC, 28012
Get directionsHistory
Regulatory History (16)
Customer Dispute
July 2025Customer Dispute
June 2023Customer Dispute
November 2022Customer Dispute
April 2022Regulatory
December 2021Customer Dispute
August 2021Customer Dispute
May 2021Customer Dispute
December 2020Customer Dispute
September 2020Customer Dispute
January 2020Customer Dispute
October 2018Customer Dispute
January 2014Customer Dispute
August 2010Customer Dispute
October 2009Customer Dispute
February 2009Customer Dispute
December 2008Other Business ActivitiesSells Insurance
Joseph is a 50% owner of Glenway LLC, a commercial real estate business, and president of Belmont Capital Advisors, Inc., an insurance business. He also owns rental property, is involved with Black Water Inc. (fixed insurance), and is a deacon at First Presbyterian Church, dedicating about half his time to Belmont Capital Advisors.
Employment History
Current Registrations
Coppell Advisory Solutions LLC
Previous Registrations
Dempsey Lord Smith, LLC
Dempsey Lord Smith, LLCBroker
Kalos Management
Kalos Capital, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
MML Investors Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.