Karen Codman
Karen Codman is a registered investment advisor at Osaic Wealth, INC., based in Long Beach, CA, with 29 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1165 E San Antonio Drive, Suite G, Long Beach, CA, 90807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Karen is the president of Codcrow Inc., dba Karen R. Codman, where she works full-time as an independent broker selling employee benefits, life, health, disability, and long-term care insurance. She is also a trustee for a survivor's trust, owner of an S Corp, board member of the Long Beach Chamber of Commerce, and board of governors for the Long Beach City College Foundation.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities CorporationBroker
Fsc Securities Corporation
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Sunamerica Securities, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.