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Mark Morris

27 Years of Experience
Fayetteville, AR
Broker

Mark Morris is a registered investment advisor at Raymond James & Associates, INC., based in Fayetteville, AR, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5 N. West Avenue, Fayetteville, AR, 72701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is a partner and owner of eatthefrog, LLC, a real estate venture. He dedicates a few hours per week to this business, which provides office space for the Fayetteville, AR RJAS office.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 7 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
January 2007 - February 2013 · 6 yrs 1 mo
Morgan Keegan & Company, INC.
January 2007 - February 2013 · 6 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
April 1999 - January 2007 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - January 2007 · 7 yrs 10 mos
Waddell & Reed, INC.Broker
September 1996 - December 1996 · 3 mos
State Registrations15 states
ALARCACOFLGALAMONMNYOHOKORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Morris - Financial Advisor | TrueAdvisor