Scott Spiegle
Scott Spiegle is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Pepper Pike, OH, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
30195 Chagrin Blvd, Pepper Pike, OH, 44124
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Regulatory History (1)
Customer Dispute
September 2016Other Business Activities
Scott is involved with several non-profit and charitable organizations, including the Jewish Federation of Cleveland, Mandel Jewish Community Center, Hawken School, Anshe Chesed Fairmount Temple, and Congregation Mishkan Or, dedicating minimal time to each. He also serves as Power of Attorney for B A S TTEE U/A.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.