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Peter Coleman

22 Years of Experience
Littleton, CO
BrokerSells Insurance

Peter Coleman is a registered investment advisor, based in Littleton, CO, with 22 years of industry experience.

Location

13984 W Bowles Ave Ste 102, Littleton, CO, 80127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Peter is an advisory representative of a Registered Investment Advisor (RIA), dedicating about 10-20% of his time, with some time spent trading. He is also a non-practicing attorney and founder of Coleman Capital and Risk Management LLC and Coleman Capital and Risk Management, Inc., where he spends a few hours per week in insurance/benefits/human resources.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2017 - Present · 8 yrs 9 mos
Cambridge Investment Research, INC.Broker
October 2017 - Present · 8 yrs 9 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
February 2011 - October 2017 · 6 yrs 8 mos
National Planning CorporationBroker
August 2010 - October 2017 · 7 yrs 2 mos
American Express Financial Advisors, INC.
November 1996 - March 2003 · 6 yrs 4 mos
American Express Financial Advisors INC.Broker
October 1996 - March 2003 · 6 yrs 5 mos
Ids Life Insurance CompanyBroker
October 1996 - March 2003 · 6 yrs 5 mos
State Registrations36 states
AKALARAZCACOCTFLGAHIILINKSLAMAMIMNMOMTNCNDNENHNJNMNVNYOHOKPAPRSCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.