Charles Morales is a registered investment advisor at Morgan Stanley, based in San Antonio, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7600 Broadway, Suite 100, San Antonio, TX, 78209
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2022 - Present · 3 yrs 11 mos
Morgan Stanley
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2015 - June 2022 · 6 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2015 - June 2022 · 6 yrs 9 mos
Securian Financial Services, INC.Broker
June 2015 - September 2015 · 3 mos
Securian Financial Services, INC.
June 2015 - September 2015 · 3 mos
Charles Schwab & CO., INC.
August 2012 - June 2015 · 2 yrs 10 mos
Charles Schwab & CO., INC.Broker
January 2010 - June 2015 · 5 yrs 5 mos
401(k) Investment Services, INC.Broker
June 2000 - December 2008 · 8 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.