Marc Barretta
Marc Barretta is a registered investment advisor at LPL Financial LLC, based in Brooklyn, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
161 Brighton 111th Street, Brooklyn, NY, 11235
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Regulatory History (1)
Customer Dispute
November 2011Other Business ActivitiesSells Insurance
Marc is an agent for Royal Oak Insurance, selling non-variable insurance, dedicating a few hours per week. He also operates his LPL business under Gladstone Wealth Partners, spending about a quarter of his time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
E*trade Securities LLCBroker
Biltmore International CorporationBroker
Puglisi & CO.Broker
Crown Financial Group, INC.Broker
Andover Brokerage, L.L.C.Broker
Fleet Securities, INC.Broker
Laidlaw Global Securities, INC.Broker
Prudential Securities IncorporatedBroker
Oppenheimer & CO., INC.Broker
Paragon Capital CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.