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CFP

Roland Doubleday

Cambridge Investment Research Advisors, INC.
30 Years of Experience
Metairie, LA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Roland Doubleday is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Metairie, LA, with 30 years of industry experience. Roland is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3501 N Causeway Blvd., Ste. 420, Metairie, LA, 70002

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2019
Final
Customer Dispute
August 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Roland is an independent insurance agent for various companies since 2012, dedicating a few hours per week. He is also the owner/president of Doubleday Financial Group Inc. since 2016, spending about 10-20% of his time there, and an advisory representative of an RIA (CIRA), which takes up more than full-time hours. Roland is also the Vice President and a board member for Assisted Outpatient Treatment of New Orleans, Inc., spending minimal time.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2007 - Present · 19 yrs 3 mos
Cambridge Investment Research, INC.Broker
July 2007 - Present · 19 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 2000 - August 2007 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - November 2000 · 4 yrs 2 mos
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Roland Doubleday - Financial Advisor | TrueAdvisor