LC
LC

Lori Cuneo

28 Years of Experience
New York, NY
Broker

Lori Cuneo is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 28 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lori provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, managed by Neuberger Berman Investment Advisers LLC. This activity is concurrent with her duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
January 2022 - Present · 4 yrs 4 mos
Neuberger Berman Bd LLC
January 2022 - Present · 4 yrs 4 mos
Neuberger Berman Bd LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - January 2022 · 13 yrs 3 mos
J.P. Morgan Securities INC.Broker
June 1998 - October 2008 · 10 yrs 4 mos
Royce Investment Group, INC.Broker
July 1997 - May 1998 · 10 mos
State Registrations2 states
NYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.