FD
FD

Frank Dingle

28 Years of Experience
Hunt Valley, MD
Broker

Frank Dingle is a registered investment advisor at RBC Capital Markets, LLC, based in Hunt Valley, MD, with 28 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

225 Schilling Circle, Suite 250, Hunt Valley, MD, 21031-1125

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank serves on the board of directors for the School of the Cathedral of Mary Our Queen and VMI Investment Holdings LLC, and is a committee member for the Catholic Community Foundation. These activities involve advising, monitoring endowment investments, and attending meetings, requiring minimal time commitment.

Employment History
Current Registrations
RBC Capital Markets, LLC
March 2009 - Present · 17 yrs 2 mos
RBC Capital Markets, LLC
March 2009 - Present · 17 yrs 2 mos
RBC Capital Markets, LLCBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Ferris, Baker Watts, LLC
May 2001 - March 2009 · 7 yrs 10 mos
Ferris, Baker Watts, LLCBroker
June 1997 - March 2009 · 11 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1997 - June 1997 · 2 mos
State Registrations40 states
ALAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMNMSNCNHNJNYOHORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.