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CO
CO
Craig Donald Ostrom
Northland Asset Management
29 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Northland Asset Management
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
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Location
2675 N Mayfair Rd, Suite 550, Milwaukee, WI, 53226
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Customer Dispute
November 2001
Denied
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How to Read Disclosures
Employment History
Current Registrations
Northland Asset Management
September 2016 - Present · 9 yrs 5 mos
Northland Securities, INC.
Broker
November 2007 - Present · 18 yrs 3 mos
Previous Registrations
First Midamerica Investment Corporation
Broker
March 2004 - December 2007 · 3 yrs 9 mos
Vision Asset Management INC
September 2002 - March 2004 · 1 yr 6 mos
Vision Investment Services, INC.
Broker
June 2002 - March 2004 · 1 yr 9 mos
Stifel, Nicolaus & Company, Incorporated
Broker
February 1997 - June 2002 · 5 yrs 4 mos
Investors Associates, INC.
Broker
August 1996 - January 1997 · 5 mos
State Registrations
28 states
AL
AZ
CA
CO
FL
GA
IA
IL
MA
MI
MN
MO
MS
MT
NC
NM
NV
NY
OK
OR
SC
SD
TN
TX
VA
WA
WI
WY
Advisor
Broker
Both
Exams
No exam information available for this advisor.