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Scott Penrod

J.P. Morgan Securities LLC
22 Years of Experience
Jacksonville, FL
1 DisclosureBroker
View SEC Summary
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Scott Penrod is a registered investment advisor at J.P. Morgan Securities LLC, based in Jacksonville, FL, with 22 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7301 Baymeadows Way, Jacksonville, FL, 32256

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2018
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
September 2023 - Present · 3 yrs 1 mo
J.P. Morgan Securities LLC
September 2023 - Present · 3 yrs 1 mo
J.P. Morgan Securities LLCBroker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2020 - June 2022 · 1 yr 9 mos
Wells Fargo Clearing Services, LLC
September 2020 - June 2022 · 1 yr 9 mos
Wells Fargo Clearing Services, LLC
August 2019 - January 2020 · 5 mos
Wells Fargo Clearing Services, LLCBroker
July 2011 - January 2020 · 8 yrs 6 mos
Jhs Capital Advisors, INC.Broker
May 2011 - June 2011 · 1 mo
RBC Capital Markets, LLCBroker
July 2008 - May 2011 · 2 yrs 10 mos
Invest Financial CorporationBroker
November 2005 - June 2008 · 2 yrs 7 mos
Gunnallen Financial, INCBroker
September 2005 - December 2005 · 3 mos
Citigroup Global Markets INC.Broker
April 2005 - June 2005 · 2 mos
Raymond James & Associates, INC.Broker
October 2001 - April 2005 · 3 yrs 6 mos
State Registrations3 states
CAFLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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