Michael Wemple
Michael Wemple is a registered investment advisor at LPL Financial LLC, based in Sycamore, IL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1985 Dekalb Ave, Sycamore, IL, 60178
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2002Other Business Activities
Michael operates under the DBA HBT Investment Services for LPL Business since 2016. He also works as a Wealth Advisor for the Asset Management and Trust Services Division of Heartland Bank and Trust, dedicating about a third of his time to this role.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Midwestern Securities Trading Company, LLCBroker
Midwestern Securities Trading Co.,llc
Midwestern Securities Trading Company, LLCBroker
Midwestern Securities Trading Co.,llc
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Goldman, Sachs & CO.Broker
First Allied Securities, INC.Broker
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Olde Discount CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.