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Michael Wemple

LPL Financial LLC
27 Years of Experience
Sycamore, IL
1 DisclosureBroker
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Michael Wemple is a registered investment advisor at LPL Financial LLC, based in Sycamore, IL, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1985 Dekalb Ave, Sycamore, IL, 60178

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael operates under the DBA HBT Investment Services for LPL Business since 2016. He also works as a Wealth Advisor for the Asset Management and Trust Services Division of Heartland Bank and Trust, dedicating about a third of his time to this role.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2016 - Present · 10 yrs 9 mos
LPL Financial LLC
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Midwestern Securities Trading Company, LLCBroker
January 2011 - January 2016 · 5 yrs
Midwestern Securities Trading Co.,llc
January 2011 - January 2016 · 5 yrs
Midwestern Securities Trading Company, LLCBroker
March 2008 - August 2010 · 2 yrs 5 mos
Midwestern Securities Trading Co.,llc
March 2008 - August 2010 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
May 2006 - November 2007 · 1 yr 6 mos
Chase Investment Services CORP.
May 2006 - November 2007 · 1 yr 6 mos
Goldman, Sachs & CO.Broker
April 2004 - June 2004 · 2 mos
First Allied Securities, INC.Broker
September 2002 - January 2004 · 1 yr 4 mos
Mcdonald Investments INC.
June 2002 - October 2002 · 4 mos
Mcdonald Investments INC.Broker
July 2000 - October 2002 · 2 yrs 3 mos
Olde Discount CorporationBroker
July 1996 - July 2000 · 4 yrs
State Registrations10 states
AZCOFLGAILINMNMSNHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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