JD
JD

John Decker

29 Years of Experience
Glastonbury, CT
Broker

John Decker is a registered investment advisor at RBC Capital Markets, LLC, based in Glastonbury, CT, with 29 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

200 Glastonbury Blvd, Suite 103, Glastonbury, CT, 06033-4418

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

John serves on the board of directors for Riverfront Recapture and the Mandell Jewish Community Center, offering advice and guidance, and is the treasurer for the Estate & Business Planning Council. These activities require minimal time commitment.

Employment History
Current Registrations
RBC Capital Markets, LLC
January 2015 - Present · 11 yrs 4 mos
RBC Capital Markets, LLC
January 2015 - Present · 11 yrs 4 mos
RBC Capital Markets, LLCBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2015 · 5 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2015 · 5 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2000 - April 2007 · 6 yrs 10 mos
Morgan Stanley Dw INC.Broker
February 2000 - April 2007 · 7 yrs 2 mos
Prudential Securities IncorporatedBroker
September 1996 - February 2000 · 3 yrs 5 mos
State Registrations22 states
AKCTDCFLGAMAMDMEMIMNMTNCNHNJNYOKPARISCTNTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.