Brian Stephens is a CFP, PFS-designated registered investment advisor, based in Baytown, TX, with 29 years of industry experience.
Location
2707 W Baker Rd, Baytown, TX, 77521
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is involved in numerous business activities, including real estate partnerships, family loan management, and serving as a trustee for various trusts. He also works full-time as a CPA and director of wealth management, and sells health insurance, dedicating a few hours per week to that activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Avantax Planning Partners, INC.
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations9 states
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