John Carr is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 18 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2015 - Present · 11 yrs 3 mos
Neuberger Berman Bd LLC
January 2015 - Present · 11 yrs 6 mos
Neuberger Berman Bd LLCBroker
January 2015 - Present · 11 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - April 2010 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1996 - July 1998 · 1 yr 11 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.