Kristy Nicol
Kristy Nicol is a registered investment advisor at LPL Financial LLC, based in Ravenna, MI, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12409 Stafford Street, Ravenna, MI, 49451
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2023Customer Dispute
July 2016Customer Dispute
September 2007Other Business ActivitiesSells Insurance
Kristy works with Lake Michigan Investment Services and Lake Michigan Credit Union, providing investment services and wealth management. Kristy is also an agent for multiple insurance companies, including American Equity Life, Oceanview Life, Fidelity & Guaranty Life, and Hansen Brokerage Services, selling non-variable insurance products.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
The Huntington Investment Company
The Huntington Investment CompanyBroker
Fmb Investment ServicesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.