Jason Daum is a registered investment advisor, based in Columbus, OH, with 18 years of industry experience.
Location
One Nationwide Plaza, 03-07-202, Columbus, OH, 43215
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2019Employment History
Current Registrations
Nationwide Investment Services CorporationBroker
May 2022 - Present · 4 yrs 2 mos
Nationwide Investment Advisors, LLC
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Nationwide Investment Advisors, LLC
June 2007 - August 2013 · 6 yrs 2 mos
Nationwide Investment Services CorporationBroker
February 2007 - August 2013 · 6 yrs 6 mos
First Tennessee Brokerage, INC.Broker
July 2004 - May 2005 · 10 mos
A. G. Edwards & Sons, INC.Broker
December 2001 - August 2003 · 1 yr 8 mos
Charles Schwab & CO., INC.Broker
November 1996 - December 2001 · 5 yrs 1 mo
Baraban Securities, INC.Broker
November 1996 - November 1996 · 0 mos
State Registrations1 state
OH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.