SD
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Scott Derus

26 Years of Experience
Waukesha, WI
Broker

Scott Derus is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Waukesha, WI, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

One Riverwood Place N17 W24222 Riverwood Dr., Ste 240, Waukesha, WI, 53188

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
February 2018 - Present · 8 yrs 3 mos
Robert W. Baird & CO. Incorporated
February 2018 - Present · 8 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2016 - January 2018 · 1 yr 8 mos
Wells Fargo Clearing Services, LLC
May 2016 - January 2018 · 1 yr 8 mos
Wells Fargo Funds Management, LLC
June 2010 - December 2014 · 4 yrs 6 mos
Wells Fargo Funds Distributor, LLCBroker
May 2010 - May 2016 · 6 yrs
Stark Distributors LLCBroker
February 2008 - June 2008 · 4 mos
Shepherd Trading LimitedBroker
June 2003 - March 2007 · 3 yrs 9 mos
Reliant TradingBroker
May 2003 - July 2007 · 4 yrs 2 mos
Strong Capital Management INC
January 2000 - April 2003 · 3 yrs 3 mos
Strong Investments, INC.Broker
September 1996 - April 2003 · 6 yrs 7 mos
State Registrations32 states
ARAZCACODEFLGAIAIDILINKYMAMDMIMNMOMTNCNENHNJNVNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.