Carl Easley is a CFP-designated registered investment advisor at Easley Investment Consultants, INC., based in Ridgeland, MS, with 29 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 357 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management services are offered exclusively through a bundled fee program that covers both advisory services and trading costs. The brochure does not list a specific percentage-based fee schedule for this program; instead, fee details are provided in a separate wrap fee brochure given to clients at the start of the relationship. Fees are calculated as a percentage of the value of your portfolio and are deducted directly from your account. The firm notes that wrap fees may sometimes cost more than paying for advisory services and trading commissions separately, depending on how actively your account is traded.
Location
1050 Northpark Drive, Suite D, Ridgeland, MS, 39157
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carl is a trustee for his daughter and has ownership stakes in Luber/Easley Investments LLC and 3BO LLC. He also owns CAL E Inc and is an investment committee member for the Women's Foundation of Mississippi, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Easley Investment Consultants, INC.
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Amsouth Investment Services, INC.Broker
Invest Financial CorporationBroker
Prudential Securities IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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