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Raymond Martin

Stifel, Nicolaus & Company, Incorporated
30 Years of Experience
Henderson, NV
3 DisclosuresBroker
View SEC Summary
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Raymond Martin is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Henderson, NV, with 30 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Henderson, NV

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Settled
Customer Dispute
April 2008
Settled
Customer Dispute
September 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raymond is a general partner in Conray Properties, a warehouse ownership entity, since 1995, dedicating a few hours per week. He is also the President of Standard General Land & Lending Corp, a real property management company, since 1986, also dedicating a few hours per week, and an owner of Furstmar LLC, investing in commercial real estate, dedicating minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
April 2019 - Present · 7 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated
April 2019 - Present · 7 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2009 - April 2019 · 10 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - April 2019 · 10 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley
June 1997 - April 2007 · 9 yrs 10 mos
Morgan Stanley Dw INC.Broker
August 1996 - April 2007 · 10 yrs 8 mos
State Registrations28 states
AZCACODEFLGAHIIDILKSKYMDMEMONCNJNMNVNYORPASCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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