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Gregory Otto

27 Years of Experience
St. Louis, MO
Broker

Gregory Otto is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One North Jefferson Avenue, H0004-05C, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
December 2016 - Present · 9 yrs 5 mos
Wells Fargo Advisors Financial Network, LLC
December 2016 - Present · 9 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2016 - Present · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 4 mos
Wells Fargo Advisors
January 2008 - Present · 18 yrs 4 mos
Wells Fargo Clearing Services, LLC
January 2008 - Present · 18 yrs 4 mos
Previous Registrations
A. G. Edwards & Sons, INC.
August 2007 - January 2008 · 5 mos
A. G. Edwards & Sons, INC.Broker
August 2002 - January 2008 · 5 yrs 5 mos
Edward JonesBroker
June 1998 - May 2002 · 3 yrs 11 mos
Eq Financial Consultants, INC.Broker
August 1996 - November 1996 · 3 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1996 - November 1996 · 3 mos
State Registrations2 states
MOVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.