Tom Teraoka is a registered investment advisor, based in Huntington Beach, CA, with 29 years of industry experience.
Location
16872 Bolsa Chica Street, Suite 202, Huntington Beach, CA, 92649
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tom sells equity indexed annuities and is the owner/president of Teraoka Wealth Management, LLC. He also owns a CPA firm, is involved with a leads group, owns rental real estate, and is a representative for Avantax Insurance Agency/Services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Professional Securities & Advisory Services, LLCBroker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
State Registrations10 states
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