Raymond Mastroleo is a registered investment advisor, based in Houston, TX, with 28 years of industry experience.
Location
1880 S Dairy Ashford, Suite 554, Houston, TX, 77077
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Raymond is an advisory representative of a registered investment advisor (RIA) since 2022, spending about half his time on this and trading. He is also a Senior Vice President and 1099 contractor at King Capital Advisors, Inc. since 2006, dedicating full-time hours to this and nearly full-time hours to trading.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
Aps Financial CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.