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Dale Self

Maia Wealth
29 Years of Experience
Indianapolis, IN
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Dale Self is a registered investment advisor at Maia Wealth, based in Indianapolis, IN, with 29 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 6 more. Their firm serves 2,148 clients with $970M in assets under management.

Maia Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
2,148 clients
Average Client Portfolio
$453K average
Assets Under Management
$973.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual advisory fee is 1.50%. Fees may vary based on account size, portfolio complexity, and activity. Total blended fee with independent managers will not exceed 2.00% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9365 Counselors Row, Suite 215, Indianapolis, IN, 46240

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2024
Final
Customer Dispute
March 2023
Settled
Customer Dispute
April 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dale is an insurance agent with various carriers, spending about a quarter of his time on this activity. He is also the Managing Member of F1rst Wellness LLC, with future plans to conduct business in the health and wellness space.

Employment History
Current Registrations
Maia Wealth
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - January 2023 · 10 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2023 · 10 yrs 3 mos
Chase Investment Services CORP.
August 2012 - October 2012 · 2 mos
Chase Investment Services CORP.Broker
August 2012 - October 2012 · 2 mos
Amerivest Investment Management, LLC
August 2011 - July 2012 · 11 mos
TD Ameritrade, INC.
August 2011 - July 2012 · 11 mos
TD Ameritrade, INC.Broker
August 2011 - July 2012 · 11 mos
Chase Investment Services CORP.
January 2010 - August 2011 · 1 yr 7 mos
Chase Investment Services CORP.Broker
January 2010 - August 2011 · 1 yr 7 mos
Charles Schwab & CO., INC.
March 2003 - November 2009 · 6 yrs 8 mos
Charles Schwab & CO., INC.Broker
December 1997 - November 2009 · 11 yrs 11 mos
State Street Securities, INC.Broker
June 1997 - November 1997 · 5 mos
Royce Investment Group, INC.Broker
December 1996 - May 1997 · 5 mos
State Registrations2 states
INTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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