Carol Rollins is a registered investment advisor, based in Charleston, WV, with 29 years of industry experience.
Location
300 Summers St, Fl 1, Charleston, WV, 25301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
January 2012 - January 2018 · 6 yrs
Bb&t Investment Services, INC.Broker
January 2012 - January 2018 · 6 yrs
J.P. Morgan Securities LLC
October 2008 - January 2012 · 3 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2008 - January 2012 · 3 yrs 3 mos
J. P. Morgan Securities INC.
March 2008 - October 2008 · 7 mos
J.P. Morgan Securities INC.Broker
September 2006 - October 2008 · 2 yrs 1 mo
Citigroup Global Markets INC.
June 2005 - August 2006 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
December 1996 - August 2006 · 9 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.