Joseph Minutolo is a registered investment advisor, based in Safety Harbor, FL, with 29 years of industry experience.
Location
200 9th Avenue North, Suite 100, Safety Harbor, FL, 34695
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph works as a financial planner for Rogan & Associates, RIA. This advisory business takes about 10-20% of his time.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
May 2025 - Present · 11 mos
Rogan & Associates
September 2022 - Present · 3 yrs 7 mos
Previous Registrations
Rogan & Associates, INC.Broker
May 2021 - June 2025 · 4 yrs 1 mo
Lincoln Financial Distributors, INC.Broker
January 2011 - May 2021 · 10 yrs 4 mos
Sun Life Financial Distributors, INC.Broker
October 2009 - January 2011 · 1 yr 3 mos
Planco Financial Services, LLCBroker
April 2002 - October 2009 · 7 yrs 6 mos
Franklin/templeton Distributors, INC.Broker
August 1996 - March 2002 · 5 yrs 7 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.