BC
BC

Brian Conaway

29 Years of Experience
Las Cruces, NM
Broker

Brian Conaway is a registered investment advisor at Morgan Stanley, based in Las Cruces, NM, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3050 Roadrunner Parkway, Suite B, Las Cruces, NM, 88011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1997 - December 2008 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - December 2008 · 12 yrs 3 mos
State Registrations19 states
AKALAZCACOILKSMDMONCNMNYOHPASCTNTXUTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Brian Conaway - Financial Advisor | TrueAdvisor