Roric Griffith
Roric Griffith is a registered investment advisor at Integrated Financial Solutions, PLLC, based in Mesa, AZ, with 28 years of industry experience. Roric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 289 clients with $85M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFS offers investment management services for an annual fee of up to 2% of the assets managed. This fee may be negotiable. Fees are billed monthly or quarterly in advance. Clients can terminate the agreement with 30 days' written notice, and unearned fees will be refunded.
Location
7115 E. Baseline Rd. Ste. 110, Mesa, AZ, 85209
Get directionsHistory
Regulatory History (4)
Regulatory
June 2013Regulatory
October 2009Customer Dispute
September 2009Customer Dispute
July 2001Other Business ActivitiesSells Insurance
Roric sells various insurance products, including term insurance, fixed annuities, P&C, LTC, health insurance, and employee benefits, since 2011. He also owns rental property and is a co-president of Cashel Academy of Irish Dance, spending minimal time organizing events.
Employment History
Current Registrations
Integrated Financial Solutions, PLLC
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Princor Financial Services Corporation
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Lutheran Brotherhood Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.