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Raymond Carota is a registered investment advisor at Brandywine Financial Group, INC., based in Thompsons Station, TN, with 29 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 211 clients with $140M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
211 clients
Average Client Portfolio
$640K average
Assets Under Management
$135.0M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.15% |
| $1M+ | 1.00% |
The same fee schedule applies to the discretionary management of digital assets. Fees are not negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Thompsons Station, TN
Get directionsHistory
Regulatory History (1)
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Regulatory
December 2017Final
Employment History
Current Registrations
Brandywine Financial Group, INC.
November 2003 - Present · 22 yrs 5 mos
Previous Registrations
Osaic Wealth, INC.Broker
October 2024 - November 2024 · 1 mo
American Portfolios Advisors, INC
May 2004 - December 2012 · 8 yrs 7 mos
American Portfolios Financial Services, INC.Broker
April 2004 - October 2024 · 20 yrs 6 mos
The Ambrose Financial Group, INC.
November 2001 - June 2004 · 2 yrs 7 mos
Royal Alliance Associates, INC.Broker
September 2001 - April 2004 · 2 yrs 7 mos
Linsco/private Ledger CORP.Broker
November 1997 - October 2001 · 3 yrs 11 mos
American Express Financial Advisors INC.Broker
January 1997 - November 1997 · 10 mos
Ids Life Insurance CompanyBroker
January 1997 - November 1997 · 10 mos
State Registrations7 states
DEFLMDNJPATNTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.