David Lopez
David Lopez is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Laguna Niguel, CA, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
30131 Town Center Drive, Suite 168, Laguna Niguel, CA, 92677
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns Sentinel Wealth Management, an S-corporation used for accounting and tax filing, and works as an independent contractor. As an independent contractor, David analyzes clients' insurance needs and makes recommendations for life insurance, estate plans, and long-term health care, dedicating minimal time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Wealthcare Alliance, INC.
Challenger Wealth Management, Incorporated
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Royal Alliance Associates, INC.Broker
State Registrations17 states
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