Walter Alves is a registered investment advisor at Azimut Investment Advisors LLC, based in Miami, FL, with 27 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 2 more. Their firm serves 384 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fees are negotiable. Discretionary accounts generally range from 1.50% to 2.50% with higher minimums, and non-discretionary accounts start at 1.50%.
Fee Estimator
Location
1450 Brickell Ave, Suite 2610, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Walter is a Managing Director at AZ Apice Capital Management LLC, a financial advisory firm, since 2016. He dedicates full-time hours to managing client accounts and relationships, with most of that time spent on securities trading.
Employment History
Current Registrations
Azimut Investment Advisors LLC
Sanctuary Securities, INC.
Sanctuary Securities, INC.Broker
Previous Registrations
Insigneo Securities, LLCBroker
Az Apice Capital Management LLC
Northeast Securities, INC.Broker
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Lehman Brothers INC.
Lehman Brothers INC.Broker
New England Funds, L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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