Steven Dauphin is a registered investment advisor at Bonaventure Capital, LLC, based in Birmingham, AL, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
For assets allocated to strategies that require less ongoing maintenance, such as a diversified portfolio of ETFs, Bonaventure typically charges an advisory fee at an annual rate of 0.25%, regardless of account size.
Fee Estimator
Location
820 Shades Creek Pkwy., Ste. 1200, Birmingham, AL, 35209
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is a member of Fidelis Capital, LLC, formed in 2001 for private equity investment and registered as an investment advisor in 2006. He dedicates about 10-20% of his time to Fidelis, providing investment consulting services.
Employment History
Current Registrations
Bonaventure Capital, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.