CG
CG

Carmen Gary

27 Years of Experience
Seattle, WA
Broker

Carmen Gary is a registered investment advisor at D.A. Davidson & CO., based in Seattle, WA, with 27 years of industry experience. Carmen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Columbia Center, 701 5th Avenue, Suite 4050, Seattle, WA, 98104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carmen owns a condominium rental property in Mercer Island, WA, since January 2023. She dedicates minimal time to this activity.

Employment History
Current Registrations
D.A. Davidson & CO.
March 2006 - Present · 20 yrs 2 mos
D.A. Davidson & CO.
March 2006 - Present · 20 yrs 2 mos
D.A. Davidson & CO.Broker
March 2006 - Present · 20 yrs 2 mos
Previous Registrations
Wells Fargo Investments, LLC
December 2004 - March 2006 · 1 yr 3 mos
Wells Fargo Investments, LLCBroker
December 1998 - March 2006 · 7 yrs 3 mos
State Registrations2 states
AZWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carmen Gary - Financial Advisor | TrueAdvisor