Tony Wittrock is a registered investment advisor, based in Greenwood Village, CO, with 26 years of industry experience.
Location
8400 E Prentice Ave, Suite 655, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tony works as a financial advisor for Wayfinder Financial Services, dedicating about half of his time to this role. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2019 - Present · 7 yrs 2 mos
Raymond James Financial Services, INC.
July 2019 - Present · 7 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2019 - Present · 7 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2019 · 8 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2011 - July 2019 · 8 yrs 6 mos
Wells Fargo Investments, LLCBroker
September 2010 - January 2011 · 4 mos
Wells Fargo Investments, LLC
September 2010 - January 2011 · 4 mos
Chase Investment Services CORP.Broker
February 2006 - October 2010 · 4 yrs 8 mos
Chase Investment Services CORP.
February 2006 - October 2010 · 4 yrs 8 mos
Metlife Securities INC.Broker
December 2005 - February 2006 · 2 mos
Metlife Securities INC.
December 2005 - February 2006 · 2 mos
Metropolitan Life Insurance CompanyBroker
December 2005 - February 2006 · 2 mos
Citistreet Financial Services LLC
September 2004 - December 2005 · 1 yr 3 mos
Citistreet Equities LLCBroker
July 2004 - December 2005 · 1 yr 5 mos
Pioneer Funds Distributor, INC.Broker
May 2001 - December 2002 · 1 yr 7 mos
AmeritradeBroker
January 1998 - February 2001 · 3 yrs 1 mo
Securities America, INC.Broker
May 1997 - September 1997 · 4 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.