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Peter King

29 Years of Experience
Minneapolis, MN
Broker

Peter King is a registered investment advisor at Raymond James & Associates, INC., based in Minneapolis, MN, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

60 S. 6th Street, Suite 3510, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter is a volunteer firefighter for the Stillwater (MN) Fire Department since 2017, dedicating a few hours per week to this role. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2015 - Present · 10 yrs 10 mos
Raymond James & Associates, INC.
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Waddell & Reed
July 2013 - July 2015 · 2 yrs
Waddell & ReedBroker
June 2013 - July 2015 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2002 - July 2013 · 11 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1996 - July 2013 · 16 yrs 9 mos
State Registrations51 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Peter King - Financial Advisor | TrueAdvisor