Thomas Bennett is a registered investment advisor at Mariner Wealth, based in Germantown, TN, with 28 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
Germantown, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a registered representative at MSEC, LLC. This investment-related activity takes nearly full-time hours during securities trading hours.
Employment History
Current Registrations
Mariner Wealth
Msec, LLCBroker
Msec, LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
D.A. Davidson & CO.Broker
Pierpont Securities LLCBroker
Cortview Capital Securities LLCBroker
Suntrust Robinson Humphrey, INC.Broker
Nbc Capital Markets Group, INC.Broker
Icba SecuritiesBroker
Vining SparksBroker
Morgan Keegan & Company, INC.Broker
Carty & Company, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.