RM
RM

Richard Muncaster

28 Years of Experience
Greenville, SC
Broker

Richard Muncaster is a registered investment advisor, based in Greenville, SC, with 28 years of industry experience.

Location

502 Green Ave., Greenville, SC, 29601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2016 - Present · 10 yrs
Previous Registrations
Transamerica Financial Advisors, INCBroker
September 2009 - May 2016 · 6 yrs 8 mos
Transamerica Financial Advisors, INC.
September 2009 - May 2016 · 6 yrs 8 mos
Transamerica Financial Advisors, INC.
September 2005 - September 2009 · 4 yrs
Transamerica Financial Advisors, INC.Broker
September 2005 - September 2009 · 4 yrs
Triad Advisors, INC.
February 2005 - June 2005 · 4 mos
Triad Advisors, INC.Broker
February 2005 - June 2005 · 4 mos
Park Avenue Securities LLC
April 2004 - February 2005 · 10 mos
Park Avenue Securities LLCBroker
May 1999 - February 2005 · 5 yrs 9 mos
Guardian Investor Services CorporationBroker
January 1998 - May 1999 · 1 yr 4 mos
John Hancock Distributors, INC.Broker
February 1997 - February 1998 · 1 yr
John Hancock Mutual Life Insurance CompanyBroker
February 1997 - May 1997 · 3 mos
State Registrations11 states
ALCACOFLGALANCNYSCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.