David Gordon
David Gordon is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Venice, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
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Number of Clients
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Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
871 Venetia Bay Blvd, Venice, FL, 34285
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Regulatory History (2)
Customer Dispute
May 2011Criminal
September 1995Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Foresters Equity Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Bell Investment Group, INC.Broker
La Jolla Capital CorporationBroker
First Colonial Securities Group, INC.Broker
Investors Associates, INC.Broker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.