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Steven Simons

29 Years of Experience
Buffalo Grove, IL
Broker

Steven Simons is a registered investment advisor at Cetera Investment Advisers LLC, based in Buffalo Grove, IL, with 29 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Buffalo Grove, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Steven owns and operates Dennen & Simons, LLC, an accounting and tax practice, since 1991. He dedicates nearly full-time hours to this company as the 100% owner.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2001 - Present · 24 yrs 7 mos
Cetera Financial Specialists LLCBroker
June 1999 - Present · 26 yrs 11 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
October 1996 - June 1999 · 2 yrs 8 mos
State Registrations5 states
AZFLIDILNH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Simons - Financial Advisor | TrueAdvisor