Charles Cunningham
Charles Cunningham is a registered investment advisor at Osaic Wealth, INC., based in Amarillo, TX, with 29 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
804 S Madison St, Amarillo, TX, 79101
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2009Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Charles works as an agent at Navigation Financial Group, selling insurance products like annuities and life insurance, dedicating about 10-20% of his time to this investment-related activity. He also works as an Investment Advisor Representative (IAR) with Securities America Advisors, providing client consultation, planning, and investment allocation services, spending about half his time on this.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Pro-Integrity Securities, INC.
Pro-Integrity Securities, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
Boatmen's Investment Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.