FM
CFA
FM
CFA

Francisco Xavier Maza

28 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
24 advisors
Number of Clients
1,285 clients
Average Client Portfolio
$958K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
Loading...

Location

2800 Post Oak Blvd, Suite 6300, Houston, TX, 77056

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Francisco is the sole member of Tamasta Management, LLC, a personal holding company for real estate transactions, dedicating minimal time to it. He also owns Maza Securities LLC, which is not a registered firm but was used for independent production and expense payments.

Employment History
Current Registrations
Alterna Wealth Management, INC.
April 2008 - Present · 17 yrs 10 mos
Alterna Securities, INC.Broker
October 2004 - Present · 21 yrs 4 mos
Previous Registrations
Optima Capital Management, INC.
November 2013 - May 2014 · 6 mos
Gunnallen Financial, INCBroker
November 2004 - July 2006 · 1 yr 8 mos
Gunnallen Financial, INC
November 2004 - July 2006 · 1 yr 8 mos
Gunnallen Financial, INC
December 2003 - November 2004 · 11 mos
Gunnallen Financial, INCBroker
December 2003 - November 2004 · 11 mos
Illac Advisors, INC.
June 2002 - January 2004 · 1 yr 7 mos
Gbm International, INC.Broker
March 1997 - December 2003 · 6 yrs 9 mos
State Registrations5 states
CADEFLNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.