FM
FM

Florence Millahn

29 Years of Experience
Broker

Florence Millahn is a registered investment advisor at Financial Northeastern Securities, LLC, based in Dublin, OH, with 29 years of industry experience. Florence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
10 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Financial Northeastern Securities (FNS) is paid by the independent advisor or client for whom it solicits or performs services, including sub-advisory services, based on a percentage of the client's managed assets. This generally ranges from 0.3% to 3.0%. FNS may also collect commissions, ticket charges, selling concessions, and 12B-1 fees from mutual funds for brokerage services rendered.

Loading...

Location

485 Metro Place South, Suite 465, Dublin, OH, 43017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Financial Northeastern Securities, LLC
January 2007 - Present · 19 yrs 3 mos
Financial Northeastern Securities, INC.
December 1999 - Present · 26 yrs 4 mos
Financial Northeastern Securities, INC.Broker
December 1999 - Present · 26 yrs 4 mos
Previous Registrations
First Union Brokerage Services, INC.Broker
September 1996 - December 1999 · 3 yrs 3 mos
State Registrations8 states
CADEFLMINJNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.